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7 HABITS OF HIGHLY EFFECTIVE PEOPLE [BOOK SUMMARY]

We all want to succeed. One path to success is identifying the habits that can help us on our journey.  

7-habits-of-highly-effective-people-book-summary-sidekick-content-stephen-covey.pngOne way to start the path is reading Stephen Covey’s best-selling book, The 7 Habits of Highly Effective People.

But how do we find time to read all 432 pages?

Most of us don't. The book becomes another item on that backlog of to-dos we never seem to go to. That's why we summarized the entire book for you. Below you’ll find:

 Quick summaries of each individual habit

 Key definitions and quotes from the book  

 Practice exercises for each respective habit  

 

A Brief Introduction

The book opens by explaining how many individuals who have achieved a high degree of outward success find themselves still struggling with an inner need for developing personal effectiveness and growing healthy relationships with other people.  

Covey believes the way we see the world is entirely based on our own perceptions. In order to change a given situation, we must change ourselves, and in order to change ourselves, we must be able to change our perceptions.

In studying over 200 years' worth of literature on the concept of "success," Covey identified a very important change in the way that humans have defined success over time.

In earlier times, the foundation of success rested upon Character Ethic (things like integrity, humility, fidelity, temperance, courage, justice, patience, industry, simplicity, modesty, and the Golden Rule). But starting around the 1920s, the way people viewed success shifted to what Covey calls Personality Ethic (where success is a function of personality, public image, attitudes and behaviors).  

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These days, people look for quick fixes. They see a successful person, team, or organization and ask "How do you do it? Teach me your techniques!" But these “shortcuts” that we look for, hoping to save time and effort and still achieve the desired result, are simply band-aids that will yield short-term solutions; they don't address the underlying condition.

"The way we see the problem is the problem," Covey emphasizes. We must allow ourselves to undergo paradigm shifts - to change ourselves fundamentally and not just alter our attitudes and behaviors on the surface level - in order to achieve true change.  

That's where the seven habits of highly effective people come in:

  • Habits 1, 2, and 3 are focused on self-mastery and moving from dependence to independence.
  • Habits 4, 5, and 6 are focused on developing teamwork, collaboration, and communication skills, and moving from independence to interdependence.
  • Habit 7 is focused on continuous growth and improvement, and embodies all the other habits.

 

Be Proactive

HABIT 1

Quick Summary:

We’re in charge. We choose the scripts by which to live our lives. Use this self-awareness to be proactive and take responsibility for your choices.  

The first habit that Covey discusses is being proactive. What distinguishes us as humans from all other animals is our inherent ability to examine our own character, to decide how to view ourselves and our situations, to control our own effectiveness.  

Put simply: In order to be effective, one must be proactive.  

Reactive people take a passive stance - they believe that the world is happening to them. They say things like:

 "There's nothing I can do."  
 "That's just the way I am."  

They think the problem is "out there" - but that thought is the problem. Reactivity becomes a self-fulfilling prophecy, and reactive people feel increasingly victimized and out of control.

Proactive people, however, recognize that they have responsibility - or "response-ability."

Response-ability

the ability to choose how you will respond to a given stimulus or situation


It is our willing permission, our consent to what happens to us, that hurts us far more than what happened to us in the first place.

Stephen Covey


In order to be proactive, we must focus on the Circle of Influence that lies within our Circle of Concern - in other words, we must work on the things we can do something about.

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The positive energy we exert will cause our Circle of Influence to expand.

Reactive people, on the other hand, focus on things that are in their Circle of Concern but not in their Circle of Influence, which leads to blaming external factors, emanating negative energy, and causing their Circle of Influence to shrink.

Practice Success Habit 1:

Challenge yourself to test the principle of proactivity by doing the following:  

1. Start replacing reactive language with proactive language. 

Reactive = "He makes me so mad."
Proactive = "I control my own feelings."

2. Convert reactive tasks into proactive ones.

Free Resource: These 7 email templates saved an entrepreneur 520 hours a year by replacing reactive tasks with proactive emails.

Begin With The End In Mind

HABIT 2

Quick Summary:

Start with a clear destination in mind. Covey says we can use our imagination to develop a vision of what we want to become and use our conscience to decide what values will guide us.  

Most of us find it rather easy to busy ourselves. We work hard to achieve victories - promotions, higher income, more recognition. But we don't often stop to evaluate the meaning behind this busyness, behind these victories - we don't ask ourselves if these things that we focus on so intently are what really matter to us.  

Habit 2 suggests that, in everything we do, we should begin with the end in mind. Start with a clear destination. That way, we can make sure the steps we’re taking are in the right direction.


 

It's incredibly easy to get caught up in an activity trap, in the busyness of life, to work harder and harder at climbing the ladder of success only to discover that it's leaning against the wrong wall.

Stephen Covey


Covey emphasizes that our self-awareness empowers us to shape our own lives, instead of living our lives by default, or based on the standards or preferences of others.  

Beginning with the end in mind is also extremely important for businesses. Being a manager is about optimizing for efficiency. But being a leader is about setting the right strategic vision for your organization in the first place, and asking "what are we trying to accomplish?"

Before we as individuals or organizations can start setting and achieving goals, we must be able to identify our values. This process may involve some rescripting to be able to assert our own personal values.

rescripting

changing some of the basic paradigms that you have, to recognize ineffective scripts that have been written for you and proactively write your own with your own values

It is also important to identify our center. Whatever is at the center of our life will be the source of our security, guidance, wisdom, and power.

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Our centers affect us fundamentally - they determine our daily decisions, actions, and motivations, our interpretation of events.

However, Covey notes that none of these centers are optimal, and that instead we should strive to be principle-centered. We should identify the timeless, unchanging principles by which we must live our lives, and this will give us the guidance that we need to align our behaviors with our beliefs and values.

Practice Success Habit 2:  

Challenge yourself to test the principle of beginning with the end in mind by doing the following:  

1. Visualize in rich detail your own funeral. Who is there? What are they saying about you? About how you lived your life? About the relationships you had? What do you want them to say? Think about how your priorities would change if you only had 30 more days to live. Start living by these priorities. 

Inspiration: The late Steve Jobs used a similar motivation in his daily success routine. Learn about it here.

2. Break down different roles in your life - whether professional, personal, or community - and list three to five goals you want to achieve for each. 

Inspiration: Google even has a specific framework for goal setting. Learn about it here

3. What scares you? Public speaking? Critical feedback after writing a book? Write down the worst-case scenario for your biggest fear, then visualize how you'll handle this situation. Write down exactly how you'll handle it.  

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Put First Things First

HABIT 3

Quick Summary:

In order to manage ourselves effectively, we must put first things first. We must have the discipline to prioritize our day-to-day actions based on what is most important, not what is most urgent.  

In Habit 2, we discussed the importance of determining our values and understanding what it is we are setting out to achieve. Habit 3 is all about actually going after these goals, and executing on our priorities on a day-to-day, moment-to-moment basis.

In order to maintain the discipline and the focus to stay on track toward our goals, we need to have the willpower to do something when we don’t want to do it. We need to act according to our values rather  than our desires or impulses at any given moment.


 

The challenge is not to manage time, but to manage ourselves.

Stephen Covey


All activities can be categorized based on two factors: urgent and important. Take a look at this time management matrix:

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We react to urgent matters. We spend our time doing things that are not important. That means that we neglect Quadrant II, which is the actually most crucial of them all.

If we focus on Quadrant I and spend our time managing crises and problems, it keeps getting bigger and bigger until it consumes us. These leads to stress, burnout, and constantly putting out fires.  

If we focus on Quadrant III, we spend most of our time reacting to matters that seem urgent, when the reality is their perceived urgency is based on the priorities and expectations of others. This leads to short-term focus, feeling out of control, and shallow or broken relationships.

If we focus on Quadrant IV, we are basically leading an irresponsible life. This often leads to getting fired from jobs and being highly dependent on others.  

Quadrant II is at the heart of effective personal management. It deals with things like building relationships, long-term planning, exercising, preparation - all things we know we need to do but somehow seldom get around to actually doing, because they don’t feel urgent.  

In order to focus our time in Quadrant II, we have to learn how to say “no” to other activities, sometimes ones that seem urgent. We also need to be able to delegate effectively.


 

The key is not to prioritize what’s on your schedule, but to schedule your priorities.

Stephen Covey


Plus, when we focus on Quadrant II, it means we’re thinking ahead, working on the roots, and preventing crises from happening in the first place! This helps us implement the Pareto Principle.

Pareto Principle

80 percent of the results flow our of 20 percent of the activities

We should always maintain a primary focus on relationships and results, and a secondary focus on time.


 

Think effectiveness with people and efficiency with things.

Stephen Covey


Practice Success Habit 3:

Here are some ways you can practice putting first things first:

1. Identify a Quadrant II activity you know you’ve been neglecting. Write it down and commit to implementing it.

2. Create your own time management matrix to start prioritzing.

Free Template: This spreadsheet automatically sorts everything with the right quadrants for you.

3. After creating your own matrix, estimate how much time you spend in each quadrant. Then log your time over 3 days. How accurate was your estimate? How much time did you spend in quadrant 2 (the most important quadrant)? 

Think Win-Win

HABIT 4

Quick Summary:

In order to establish effective interdependent relationships, we must commit to creating Win-Win situations that are mutually beneficial and satisfying to each party.  

Covey explains that there are six paradigms of human interaction:

1. Win-Win: Both people win. Agreements or solutions are mutually beneficial and satisfying to both parties.
2. Win-Lose: “If I win, you lose.” Win-Lose people are prone to use position, power, credentials, and personality to get their way.
3. Lose-Win: “I lose, you win.” Lose-Win people are quick to please and appease, and seek strength from popularity or acceptance.
4. Lose-Lose: Both people lose. When two Win-Lose people get together - that is, when two determined, stubborn, ego-invested individuals interact - the result will be Lose-Lose.
5. Win: People with the Win mentality don’t necessarily want someone else to lose - that’s irrelevant. What matters is that they get what they want.
6. Win-Win or No Deal: If you can’t reach an agreement that is mutually beneficial, there is no deal.

The best option is to create Win-Win situations. With Win-Lose, or Lose-Win, one person appears to get what he wants for the moment, but the results will negatively impact the relationship between those two people going forward.  

The Win-Win or No Deal option is important to use as a backup. When we have No Deal as an option in our mind, it liberates us from needing to manipulate people and push our own agenda. We can be open and really try to understand the underlying issues.  

In solving for Win-Win, we must consider two factors: consideration and courage. Take a look at the following chart:

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To go for Win-Win, you not only have to be nice, you have to be courageous.

Stephen Covey


Another important factor in solving for Win-Win situations is maintaining an Abundance Mentality.

Abundance Mentality

the paradigm that there is plenty out there for everybody

Most people, on the other hand, think with the Scarcity Mentality - aka operating as if everything is zero-sum (in other words, if you get it, I don’t). People with the Scarcity Mentality have a very hard time sharing recognition or credit and find it difficult to be genuinely happy about other people’s successes.  

When it comes to interpersonal leadership, the more genuine our character is, the higher our level of proactivity; the more committed we are to Win-Win, the more powerful our influence will be.  

To achieve Win-Win, keep the focus on results, not methods; on problems, not people.  

Lastly, the spirit of Win-Win can’t survive in an environment of competition. As an organization, we need to align our reward system with our goals and values and have the systems in place to support Win-Win.

Practice Success Habit 4:  

Get yourself to start thinking Win-Win with these challenges:  

1. Think about an upcoming interaction where you’ll be attempting to reach an agreement or solution. Write down a list of what the other person is looking for. Next, write a list next to that of how you can make an offer to meet those needs. 

2. Identify three important relationships in your life. Think about what you feel the balance is in each of those relationships. Do you give more than you take? Take more than you give? Write down 10 ways to always give more than you take with each one.

Pro Tip: Here's how one top tier networker builds successful relationships by giving more than he takes.

3. Deeply consider your own interaction tendencies. Are they Win-Lose? How does that affect your interactions with others? Can you identify the source of that approach? Determine whether or not this approach serves you well in your relationships. Write all of this down. 

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Seek First to Understand, Then To Be Understood

HABIT 5

Quick Summary:

Before we can offer advice, suggest solutions, or effectively interact with another person in any way, we must seek to deeply understand them and their perspective through empathic listening.  

Let’s say you go to an optometrist and tell him that you’ve been having trouble seeing clearly, and he takes off his glasses, hands them to you and says, “here, try these - they’ve been working for me for years!” So you put them on, but it only makes the problem worse. What are the chances you’d go back to that optometrist?  

Yet in our everyday interactions with others, we do the same thing. We prescribe a solution before we diagnose the problem. We don’t seek to deeply understand the problem first.  

Habit 5 says that we must seek first to understand, then to be understood. In order to seek to understand, we must learn to listen.


 

You’ve spent years of your life learning how to read and write, years learning how to speak. But what about listening?

Stephan Covey


We can’t simply use one technique to understand someone. In fact, if a person senses that we’re manipulating her, she will question our motives and will no longer feel safe opening up to us.


You have to build the skills of empathic listening on a base of character that inspires openness and trust.

Stephen Covey


To listen empathically requires a fundamental paradigm shift. We typically seek first to be understood. Most people listen with the intent to reply, not to understand. At any given moment, they’re either speaking or preparing to speak.

Empathic Listening

listening with the intent to understand, both intellectually and emotionally

After all, Covey points out, communication experts estimate that:  

When we listen autobiographically - in other words, with our own perspective as our frame of reference - we tend to respond in one of four ways:

1. Evaluate: agree or disagree with what is said

2. Probe: ask questions from our own frame of reference

3. Advise: give counsel based on our own experience

4. Interpret: try to figure out the person’s motives and behavior based on our own motives and behavior  

But if we replace these types of response with empathic listening, we see dramatic results in improved communication. It takes time to make this shift, but it doesn’t take nearly as long to practice empathic listening as it does to back up and correct misunderstandings, or to live with unexpressed and unresolved problems only to have them surface later on.  

The second part of Habit 5 is “... then to be understood.” This is equally critical in achieving Win-Win solutions.


 

Seeking to understand requires consideration; seeking to be understood takes courage.

Stephen Covey


When we’re able to present our ideas clearly, and in the context of a deep understanding of the other person’s needs and concerns, we significantly increase the credibility of your ideas.

Practice Success Habit 5:

Here are a few ways to get yourself in the habit of seeking first to understand:

1. Next time you’re watching two people communicating, cover your ears and watch. What emotions are being communicated that might not come across through words alone? Was one person or the other more interested in the conversation? Write down what you noticed. 

2. Next time you give a presentation, root it in empathy. Begin by describing the audience's point of view in great detail. What problems are they facing? How is what you're about to say offering a solution to their problems? 

Pro Tip: One executive recomends planning your approach. Check out her specific tips here.

Synergize

HABIT 6

Quick Summary:

By understanding and valuing the differences in another person’s perspective, we have the opportunity to create synergy, which allows us to uncover new possibilities through openness and creativity.

The combination of all the other habits prepares us for Habit 6, which is the habit of synergy.

synergy

when one plus one equals three or more, when the whole is greater than the sum of its parts

For example, if you plant two plants close together, their roots will co-mingle and improve the quality of the soil, so that both plants will grow better than they would on their own.

Synergy allows us to create new alternatives, open new possibilities. It allows us as a group to collectively agree to ditch the old scripts and write new ones.


Without doubt, you have to leave the comfort zone of base camp and confront an entirely new and unknown wilderness.

Stephen Covey


So how can we introduce synergy to a given situation or environment? Start with habits 4 and 5 - we must think Win-Win and seek first to understand.  

Once we have these in mind, we you can pool our desires with those of the other person or group. And then we’re not on opposite sides of the problem - we’re together on one side, looking at the problem, understanding all the needs, and working to create a third alternative that will meet them.  

What we end up with is not a transaction, but a transformation. Both sides get what they want, and they build their relationship in the process.  

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By putting forth a spirit of trust and safety, we will prompt others to become extremely open, and feed on each other’s insights and ideas, creating synergy.  

Achieving synergy is often exciting, and is often felt so strongly when it happens that some people attempt to recreate a particular synergistic experience. This can’t often be done; however, we can seek new synergistic experiences around new and different purposes.  

The real essence of synergy is valuing the differences - the mental, emotional, and psychological differences between people.


The key to valuing differences is to realize that all people see the world, not as it is, but as they are.

Stephen Covey


After all, if two people have the same opinion, one is unnecessary. When we become aware of someone’s different perspective, we can say, “Good! You see it differently! Help me see what you see.”  

We seek first to understand, and then we find strength and utility in those different perspectives in order to create new possibilities and Win-Win results.  

Synergy allows us to:  

  • Value the differences in other people as a way to improve our point of view and expand your perspective
  • Sidestep negative energy and look for the good in others
  • Exercise courage in interdependent situations to be open and encourage others to be open
  • Catalyze creativity and find a solution that will be better for everyone by looking for a third alternative

 

Practice Success Habit 6:

1. Make a list of people who irritate you. Now choose just one person. How are their views different? Now put yourself in their shoes for one minute. Think and pretend how it feels to be them. Does this help you understand them better?  

Now next time you're in a disagreement with that person, try to understand their concerns. Why they disagree with you. The more you can understand this, the better you can make them agree. 

2. Make a list of people who irritate you. Now choose just one person. How are their views different? Now write down a situation where you had excellent teamwork and synergy. Why? What conditions were met to reach such fluidity in your interactions? How can you recreate those conditions again? 

Free Tool: Sometimes this is as simple as maintaining your own personal energy, which this free tool can help with.

Sharpen The Saw

HABIT 7

Quick Summary:

To be effective, we must devote the time to renewing ourselves physically, spiritually, mentally, and socially. Continuous renewal allows us to synergistically increase our ability to practice each habit.  

Habit 7 is focused around renewal, or taking time to “sharpen the saw.” It surrounds all of the other habits and makes each one possible by preserving and enhancing your greatest asset - yourself.

There are four dimensions of our nature, and each must be exercised regularly, and in balanced ways:

Physical Dimension

The goal of continuous physical improvement is to exercise our body in a way that will enhance our capacity to work, adapt, and enjoy.  

To renew ourselves physically, we must:

 Eat well

 Get sufficient rest and relaxation

 Exercise on a regular basis to build endurance, flexibility, and strength

Focusing on the physical dimension helps develop Habit 1 muscles of proactivity; we act based on the value of well-being instead of reacting to the forces that keep us from fitness.

Mental Dimension

The goal of renewing our mental health is to continue expanding our mind.  

To renew ourselves mentally, we can:  

 Read good literature

 Keep a journal of your thoughts, experiences, and insights

 Limit television watching to only those programs that enrich your life and mind

Focusing on our mental dimension helps us practice Habit 3 by managing ourselves effectively to maximize the use of our time and resources.

Spiritual Dimension

The goal of renewing our spiritual self is to provide leadership to our life and reinforce your commitment to our value system.  

To renew ourselves spiritually, we can:  

 Practice daily meditation or prayer

 Communicate with nature

 Immerse yourself in great literature or music

A focus on our spiritual dimension helps us practice Habit 2, as we continuously revise and commit ourselves to our values, so we can begin with the end in mind.

Social / Emotional Dimension

The goal of renewing ourselves socially is to develop meaningful relationships.  

To renew ourselves emotionally, we can:  

 Seek to deeply understand other people

 Make contributions to meaningful projects that improve the lives of others

 Maintain an Abundance Mentality, and seek to help others find success

Renewing our social and emotional dimension helps us practice Habits 4, 5, and 6 by recognizing that Win-Win solutions do exist, seeking to understand others, and finding mutually beneficial third alternatives through synergy.


Not a day goes by that we can’t at least serve one other human being by making deposits of unconditional love.

Stephen Covey


As we focus on renewing ourselves along these four dimensions, we must also seek to be a positive scripter for other people. We must look to inspire others to a higher path by showing them we believe in them, by listening to them empathically, by encouraging them to be proactive.


The more we see people in terms of their unseen potential, the more we can use our imagination rather than our memory.

Stephen Covey


The real beauty of the 7 Habits is that improvement in one habit synergistically increases our ability to improve the rest.

Renewal is the process that empowers us to move along an upward spiral of growth and change, of continuous improvement.

Practice Success Habit 7:

1. Make a list of activities that would help you renew yourself along each of the 4 dimensions. Select one activity for each dimension and list it as a goal for the coming week. At the end of the week, evaluate your performance. What led you to succeed or fail to accomplish each goal?

2. Commit to writing down a specific “sharpen the saw” activity in all four dimensions every week, to do them, and to evaluate your performance and results.

Free Resource: A journal can actually boost productivity. Learn more in this post.

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